2018 Hedge Fund General Counsel and Compliance Officer Summit
 

BEST PRACTICES FOR ENSURING REGULATORY COMPLIANCE


Now in its 12th year,
Corporate Counsel's Annual Hedge Fund General Counsel and Compliance Officer Summit provides a forum for hedge fund managers and investors to acquire the tools and best practices they need to tackle these issues and apply them within their own firms. You will also have the opportunity to earn CLE credits. In 2017, attendees earned up to 14 CLE credits including 1 ethics.

It is more crucial than ever that hedge funds have an effective legal and compliance program in place. Understanding the implications of the latest regulatory rules and guidance is a must. You need to have solutions and strategies for addressing legal and operational issues associated with managing investors, fund structuring, marketing and conducting business in general – a particularly challenging mandate as the industry faces difficulty generating the returns they once did and is seeing a trend away from active management.


WHO SHOULD ATTEND 2018 HEDGE FUND GENERAL COUNSEL & COMPLIANCE OFFICER SUMMIT

ROLES

•  General Counsel
•  Chief Legal Officer
•  General Counsel & Chief Compliance Officer
•  Chief Compliance Officer
•  Director/Head of Compliance
•  Compliance Officer
•  Assistant General Counsel
•  Associate General Counsel
•  Chief Administration Officer
•  Chief Counsel
•  Chief Operating Officer
•  Head of Legal & Investment Structuring
•  In-house Counsel
•  Managing Director
TYPE OF ORGANIZATION

•  Alternative investors
•  Banks
•  Endowments
•  Fund of funds
•  Fund sponsors
•  Hedge funds
•  Infrastructure funds
•  Insurance companies
•  Investment advisors
•  Law enforcement agencies
•  Pension plans
•  Regulatory agencies
•  Sovereign wealth funds
•  Wealth managers


TOP 3 REASONS TO ATTEND:


1. Hear from and network with in-house counsel and compliance officers from top-tier firms and regulatory/government officials from the latest administration.

2. Gain a better understanding of the latest SEC mandates, goals, regulatory priorities and overall enforcement landscape under Chairman Jay Clayton.

3. Obtain tools for dealing with the legal and compliance implications on hedge funds resulting from the rise in active management rather than passive management.

THIS CONFERENCE IS ALSO RELEVANT TO:

Partners, Managing Directors and Chief/Senior Executives whose practice focuses on Investment Funds, Funds, Securities, Employment and Privacy/Security from the following organizations: Broker Dealers; Cybersecurity Vendors; Fund Legal Administration & Compliance Providers; Law Firms; Market Makers; and Regulatory Consulting Firms.


2018 SPONSORS

Gold Sponsors

      







Business Development Sponsor





Roundtable Moderator Sponsors

         



Media Partner
BarclayHedge